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Federal Court: General Partnership Interest Could Be a Security

By Charles Sartain on April 1, 2014
Posted in Litigation, Regulations
By: Martin P. Averill

Are general partnership agreements for oil and gas exploration considered “securities” governed by federal securities regulations?

The U.S. Court of Appeals for the 10th Circuit  thinks they could be. In SEC v. Jeffory D. Shields and Geodynamics, Inc. et al., the court reversed a trial court ruling which dismissed the…

About Charles Sartain

I have been helping clients of all types resolve their commercial disputes for most of my 35 years as a lawyer. Of the many industries in which I have worked, the energy business is the most fascinating…More

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